Get the free 3.16.20 Form ADV Part 2

Item 1 Cover Page Void & COMPANY, LLC FORM ADV PART 2 INFORMATION March 16, 2020Voit & Company, LLC 165 S. Calhoun Road Brookfield, WI 53005 And 24831 Old 41 Road, Suite 1 Bonita Springs, FL 34135

How to fill out 31620 form adv part

How to fill out 31620 form adv part

1. To fill out Form ADV Part 1, follow the steps below:
2. Start by entering the required identifying information, including the name and address of the advisory firm.
3. Provide details about the ownership structure of the firm, such as whether it is a sole proprietorship, partnership, corporation, or LLC.
4. Disclose any disciplinary events or legal actions involving the firm or its employees.
5. Provide information about the firm's advisory business, including the types of clients served, the services offered, and the assets under management.
6. Describe the firm's fee structure, including how fees are calculated and any potential conflicts of interest.
7. Provide information about the firm's employees and any other individuals who have a significant role in the advisory business.
8. Disclose any affiliations or business relationships that could create conflicts of interest.
9. Describe the firm's investment strategies and any specific investment activities.
10. Provide details about the firm's compliance programs and any regulatory filings.
11. Review the form for accuracy and completeness before submitting it to the appropriate regulatory authority.

Who needs 31620 form adv part?

1. Form ADV Part 1 is required for investment advisors who are registered with the Securities and Exchange Commission (SEC) or state securities authorities. It is necessary for firms that manage more than $25 million in assets or provide advice to investment companies.

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What is 31620 form adv part?

The 31620 form ADV Part is a required filing for investment advisers that provides information about the adviser, its services, and the business practices it follows.

Who is required to file 31620 form adv part?

Investment advisers who manage assets or offer investment advice to clients are required to file the 31620 form ADV Part.

How to fill out 31620 form adv part?

To fill out the 31620 form ADV Part, advisers must provide detailed information about their business, including ownership, clients, fees, and conflicts of interest, using accurate and up-to-date data.

What is the purpose of 31620 form adv part?

The purpose of the 31620 form ADV Part is to inform clients and regulators about an investment adviser's qualifications, services, and potential conflicts, ensuring transparency in the advisory industry.

What information must be reported on 31620 form adv part?

The 31620 form ADV Part must report information such as the adviser's name, business address, ownership structure, services offered, fee schedule, disciplinary history, and the number of clients.