Get the free SEC FORM 4 - Webull

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT

How to fill out sec form 4

How to fill out sec form 4

1. To fill out SEC Form 4, follow these steps:
2. Obtain the form: Download SEC Form 4 from the official website of the U.S. Securities and Exchange Commission (SEC) or obtain a physical copy from the SEC office.
3. Provide personal information: Fill in your name, address, and social security number in the designated fields.
4. Indicate the date: Write down the date when the form is being filed.
5. Identify the issuer: Enter the name of the company whose securities you are reporting.
6. Specify the nature of transaction: Check the appropriate box to indicate whether the transaction is an acquisition or disposition of securities.
7. Provide details of transaction: Include the date of transaction, number of shares involved, price per share, and any applicable codes.
8. Disclose ownership: Indicate your ownership status by checking the appropriate box, whether you are a director, officer, or other significant stockholder.
9. Attach additional information: If necessary, attach any additional details, explanations, or exhibits related to the transaction.
10. Sign and date: Sign and date the form to certify the accuracy of the information provided.
11. Submit the form: File the completed SEC Form 4 electronically through the SEC's EDGAR system or by mail to the SEC office.
12. Please note that this is just a general guide, and it is recommended to consult the official instructions or seek professional assistance for accurate and up-to-date information.

Who needs sec form 4?

1. SEC Form 4 is required to be filed by individuals who are considered insiders of a publicly traded company.
2. Insiders include directors, officers, and significant stockholders who have access to material non-public information about the company.
3. They must report their transactions involving the company's securities to ensure transparency and compliance with securities regulations.
4. This form helps the SEC and investors monitor insider trading activities and detect potential violations.
5. It is important for insiders to timely file SEC Form 4 to avoid penalties and maintain their legal and ethical obligations.
6. Specific rules and thresholds may apply to determine who exactly needs to file SEC Form 4, so it is advisable to consult the SEC's official guidelines or legal professionals for precise information.

For pdfFiller’s FAQs

How do I modify my sec form 4 in Gmail?

sec form 4 and other documents can be changed, filled out, and signed right in your Gmail inbox. You can use pdfFiller's add-on to do this, as well as other things. When you go to Google Workspace, you can find pdfFiller for Gmail. You should use the time you spend dealing with your documents and eSignatures for more important things, like going to the gym or going to the dentist.

How can I modify sec form 4 without leaving Google Drive?

People who need to keep track of documents and fill out forms quickly can connect PDF Filler to their Google Docs account. This means that they can make, edit, and sign documents right from their Google Drive. Make your sec form 4 into a fillable form that you can manage and sign from any internet-connected device with this add-on.

How do I make edits in sec form 4 without leaving Chrome?

Install the pdfFiller Chrome Extension to modify, fill out, and eSign your sec form 4, which you can access right from a Google search page. Fillable documents without leaving Chrome on any internet-connected device.

What is sec form 4?

SEC Form 4 is a filing required by the Securities and Exchange Commission (SEC) used to report changes in ownership of securities. It is primarily used by officers, directors, and beneficial owners of publicly traded companies.

Who is required to file sec form 4?

Individuals who are considered officers, directors, or beneficial owners of more than 10% of a registered class of equity securities are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, individuals must provide their name, relationship to the issuer, and a detailed description of the transaction, including the date of the transaction, the number of securities bought or sold, and the price at which the transaction occurred.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the trading activity of corporate insiders and to inform the public about significant changes in their ownership stakes.

What information must be reported on sec form 4?

Information that must be reported includes the name of the reporting person, their relationship to the issuer, the date of the transaction, the number of shares involved, transaction code, and any other relevant details regarding the transaction.