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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.CRD Number: 106975Annual Amendment
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What is crd number 106975?
CRD number 106975 is a unique identifier assigned to a financial services professional.
Who is required to file crd number 106975?
Individuals or firms working in the financial services industry are required to file CRD number 106975 if they are registered with regulatory authorities.
How to fill out crd number 106975?
CRD number 106975 is filled out online through the Central Registration Depository system, by providing personal and professional information.
What is the purpose of crd number 106975?
The purpose of CRD number 106975 is to track and monitor the activities of financial professionals to ensure compliance with regulations and protect investors.
What information must be reported on crd number 106975?
Information such as employment history, qualifications, disciplinary actions, and customer complaints must be reported on CRD number 106975.
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