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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION Primary Business Name: EVERGREEN MANAGEMENT LTD.CRD Number: 111977ADVOtherThanAnnual Amendment, Part 2Rev. 02/20057/19/2010 10:37:15
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Cross trading by investment refers to when a fund manager trades securities between two funds that they manage.
The fund manager or investment manager is required to file cross trading by investment if they engage in such transactions.
Cross trading by investment must be reported accurately and in compliance with regulatory requirements.
The purpose of cross trading by investment is to facilitate trading between funds managed by the same entity.
Information such as the securities traded, the funds involved, the prices at which the trades were executed, and any conflicts of interest must be reported.
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