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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM 144NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing

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How to fill out form 144a filing

01

To fill out form 144a filing, follow these steps:

02

Obtain a copy of the form 144a from the Securities and Exchange Commission (SEC) website or through a legal counsel.

03

Read the instructions provided with the form carefully, as they will guide you on how to accurately complete the form.

04

Provide the necessary information in the form, such as the name and address of the issuer, the nature of the securities being offered, and the intended use of the proceeds.

05

Attach any required exhibits or supporting documents, such as financial statements or legal opinions.

06

Review the completed form for accuracy and completeness. Make sure all required fields are filled out and all necessary signatures are obtained.

07

File the form with the SEC either electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system, or by mailing a paper copy to the SEC.

08

Pay any applicable filing fees, if required.

09

Keep a copy of the completed form and any supporting documents for your records.

10

Note: It is recommended to consult with a securities lawyer or legal counsel to ensure compliance with all relevant regulations and requirements.

Who needs form 144a filing?

01

Form 144a filing is typically needed by companies or issuers who want to sell restricted securities to qualified institutional buyers (QIBs) in the United States. QIBs include entities such as banks, insurance companies, pension funds, and investment managers. The form allows these companies to comply with the exemption provided by Rule 144A of the Securities Act of 1933, which enables the sale of restricted securities to QIBs without registering them with the SEC.

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What is form 144a filing?

Form 144A filing is a way for private companies to issue securities to qualified institutional buyers (QIBs) in the United States.

Who is required to file form 144a filing?

Companies looking to raise funds through a private placement with QIBs are required to file form 144A with the Securities and Exchange Commission (SEC).

How to fill out form 144a filing?

Form 144A can be filled out electronically through the SEC's EDGAR system or by submitting a paper filing with the required information. It is recommended to seek legal guidance when filling out form 144A.

What is the purpose of form 144a filing?

The purpose of form 144A filing is to provide a way for private companies to issue securities to QIBs in the U.S. without having to go through a formal public offering process.

What information must be reported on form 144a filing?

Form 144A requires companies to disclose information about the securities being offered, the issuing company, and any potential risks associated with the investment.

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