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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: LION GLOBAL INVESTORS LIMITED CRD Number: 159144OtherThanAnnual Amendment
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What is crd number 159144?
CRD number 159144 is a unique identifier assigned to a financial professional or firm registered with the Securities and Exchange Commission (SEC) or a state securities regulator.
Who is required to file crd number 159144?
The financial professional or firm associated with CRD number 159144 is required to file reports and updates as mandated by regulatory authorities.
How to fill out crd number 159144?
CRD number 159144 must be filled out with accurate and up-to-date information regarding the financial professional or firm's registration status, business activities, and any disciplinary history.
What is the purpose of crd number 159144?
The purpose of CRD number 159144 is to provide transparency and facilitate regulatory oversight of the financial services industry.
What information must be reported on crd number 159144?
Information that must be reported on CRD number 159144 includes current contact information, employment history, qualifications, and any disciplinary actions.
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