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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: YORKTOWN PARTNERS LLC CRD Number: 162321Annual Amendment All Sections
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How to fill out form adv paper version
How to fill out form adv paper version
01
To fill out the Form ADV paper version, follow these steps:
02
Obtain the paper version of Form ADV from the appropriate regulatory authority or download it from their website.
03
Provide your firm's name, address, and contact information in the specified fields.
04
Fill out Part 1 of the form, which includes general information about your firm such as its organization type, ownership structure, and assets under management.
05
Complete Part 2A of the form, which covers your firm's information, services provided, fee schedule, and disciplinary history.
06
Fill out Part 2B of the form, which requires you to provide biographical information for your firm's key personnel, such as their educational background, business qualifications, and employment history.
07
Provide information on your firm's compensation arrangements, affiliations, and any potential conflicts of interest in Part 2C.
08
Complete Part 2D, which covers your firm's disciplinary information, including any legal or regulatory actions taken against your firm or its personnel.
09
Fill out Part 3, which includes information about your firm's financials, custody arrangements, and the additional services you offer.
10
Review the completed form for accuracy and completeness, ensuring all required fields are filled out.
11
Sign and date the form.
12
Make copies of the completed form for your records.
13
Submit the form to the appropriate regulatory authority by mail or through an online submission portal, following their specific instructions.
Who needs form adv paper version?
01
The form ADV paper version is typically needed by investment advisers who prefer to submit their registration or updating information in a physical format rather than online.
02
Some investment advisers may also be required to submit the paper version by certain regulatory authorities or in specific circumstances.
03
It is important to consult with the relevant regulatory authority or legal counsel to determine if the paper version is required in your specific case.
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What is form adv paper version?
The form adv paper version is a paper version of Form ADV which is used by investment advisers to register with the Securities and Exchange Commission (SEC).
Who is required to file form adv paper version?
Investment advisers who are required to register with the SEC are required to file the form adv paper version.
How to fill out form adv paper version?
Form ADV paper version can be filled out manually by following the instructions provided by the SEC.
What is the purpose of form adv paper version?
The purpose of form adv paper version is to provide the SEC with information about the investment adviser's business practices, and potential conflicts of interest.
What information must be reported on form adv paper version?
Information such as assets under management, types of clients, fees charged, and business practices must be reported on form adv paper version.
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