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CLIENT MEMORANDUM SEC ISSUES FINAL RULES FOR NEW CEO/CFO CERTIFICATION UNDER SECTION 302 OF THE SARBANESOXLEY ACT As noted in our previous client memoranda, the SarbanesOxley Act of 2002 (the Act)
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The SEC issues final rules to regulate various aspects of securities law and ensure compliance by market participants.
Companies and individuals involved in the securities industry are required to file SEC issues final rules to demonstrate compliance with regulations.
SEC issues final rules can be filled out electronically through the SEC's online filing system.
The purpose of SEC issues final rules is to promote transparency, protect investors, and maintain the integrity of the securities market.
SEC issues final rules typically require reporting on financial information, compliance with regulations, and any material events affecting the company.
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