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Get the free RocketTrader Form ADV Part 2A FINAL CLEAN 04.02.2021 (00251037xD690E).DOCX

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FIRM BROCHURE (Part 2A of Form ADV) April 2, 2021ROCKETTRADER, INC. 2351 Sunset Blvd. Suite 170721Rocklin, CA 95765 Phone: (510× 7880774 Email: rockettrader2020×Gmail.compact 2A of Form ADV (the
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How to fill out rockettrader form adv part

01
Start by visiting the Rockettrader website and accessing the Form ADV Part section.
02
Begin by filling out the general information section, which includes details such as your name, firm name, and contact information.
03
Move on to the next section, which requires you to provide information about your firm's ownership structure and any affiliations.
04
Proceed to fill out the section on your firm's business activities, including the types of services you offer and any investment strategies employed.
05
Provide details about your firm's compensation structure and fee arrangements in the next section.
06
In the next section, disclose any disciplinary actions or legal proceedings that have been taken against your firm or its employees.
07
Complete the section on your firm's financials, including information on assets under management, liabilities, and sources of revenue.
08
Finally, review the completed form for accuracy and submit it online or by mail as directed by Rockettrader.

Who needs rockettrader form adv part?

01
Rockettrader Form ADV Part is needed by individuals or firms that are registered with the Securities and Exchange Commission (SEC) as investment advisers.
02
It is a legal requirement for registered investment advisers to submit Form ADV Part to provide investors with essential information about their business practices, investment strategies, fees, and disciplinary history.
03
Form ADV Part helps to promote transparency and protect investors by ensuring that they have access to reliable and accurate information about investment advisers.
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Rockettrader form adv part is a form filed by investment advisors with the Securities and Exchange Commission (SEC) to register as an investment advisor and provide information about their business.
Investment advisors who manage assets above a certain threshold are required to file rockettrader form adv part with the SEC.
Rockettrader form adv part can be filled out online through the Investment Adviser Registration Depository (IARD) system. Advisors must provide information about their firm, services, fees, and conflicts of interest.
The purpose of rockettrader form adv part is to provide transparency to the SEC and investors about the operations and services offered by the investment advisor.
Rockettrader form adv part requires information about the advisor's business practices, disciplinary history, and conflicts of interest, as well as details about the assets under management.
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