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Axiom Asset Management Form ADV 3 Client Relationship Summary June 2020 Item 1. Introduction Axiom Asset Management, LLC (AXIOM) is a U.S. Securities and Exchange Commission (SEC) registered investment
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What is reportsadviserinfosecgovcrscrs145186axiom asset management form?
The reportsadviserinfosecgovcrscrs145186axiom asset management form is a form required to be filed by certain investment advisers with the Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940.
Who is required to file reportsadviserinfosecgovcrscrs145186axiom asset management form?
Investment advisers who meet certain criteria, such as managing assets above a certain threshold, are required to file the reportsadviserinfosecgovcrscrs145186axiom asset management form.
How to fill out reportsadviserinfosecgovcrscrs145186axiom asset management form?
The reportsadviserinfosecgovcrscrs145186axiom asset management form can be filled out electronically through the SEC's Investment Adviser Registration Depository (IARD) system.
What is the purpose of reportsadviserinfosecgovcrscrs145186axiom asset management form?
The purpose of the reportsadviserinfosecgovcrscrs145186axiom asset management form is to provide the SEC with information about the investment adviser's business, clients, and potential conflicts of interest.
What information must be reported on reportsadviserinfosecgovcrscrs145186axiom asset management form?
The reportsadviserinfosecgovcrscrs145186axiom asset management form requires information such as assets under management, types of clients, investment strategies, key personnel, and regulatory disclosures.
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