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1 2STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION3 4IN THE MATTER OF DETERMINING whether there has been a violation of the Securities Act of Washington by:Order Number
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It is a form for reporting securities orders in the state of Washington.
Anyone involved in securities transactions in the state of Washington.
The form can be filled out online on the DFI website.
The purpose is to track securities orders in the state for regulation and oversight.
Details of securities transactions including parties involved, amounts, and dates.
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