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REGULAR DISCRETIONARY INVESTMENT ADVISORY AGREEMENT, made this ___ between the undersigned party, ___ (hereinafter referred to as the Client), and SEGA Financial LLC, a registered investment adviser,
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To fill out the SmartAsset Investment Advisory Agreement, follow these steps:
02
Read through the entire agreement thoroughly to understand the terms and conditions.
03
Fill in your personal information, including your name, address, and contact details.
04
Provide your investment objectives and risk tolerance by selecting the appropriate options.
05
Indicate the type of account you are opening, such as an individual account or joint account.
06
Specify the investment amount or account funding details.
07
Agree to the terms and conditions by signing and dating the agreement.
08
Review the completed form to ensure accuracy and completeness before submission.
09
Submit the filled-out Investment Advisory Agreement to SmartAsset as per their instructions.

Who needs smartassetcominvestment-advisory-agreementwhats in an investment?

01
Anyone who is planning to seek professional investment advice and guidance may need the SmartAsset Investment Advisory Agreement.
02
This agreement is suitable for individuals or entities who want to engage the services of SmartAsset as their investment advisor.
03
Whether you are a novice investor or experienced in the financial markets, the investment advisory agreement ensures a formal arrangement and sets clear expectations between you and SmartAsset.
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The investment advisory agreement outlines the terms and conditions of the relationship between the investment advisor and the client, including services provided, fees, and responsibilities.
Investment advisors and their clients are required to file the investment advisory agreement as per regulatory requirements.
The investment advisory agreement can be filled out by providing details about the advisor's services, fee structure, client responsibilities, and other pertinent information.
The purpose of the investment advisory agreement is to ensure transparency, establish expectations, and protect the interests of both the advisor and the client.
The investment advisory agreement must include details about the advisor's background, services offered, fee schedule, potential conflicts of interest, and disclosure of any regulatory actions or disciplinary history.
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