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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ERIKSON CAPITAL MANAGEMENT CRD Number: 138089Annual Amendment All Sections

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How to fill out form advinvestorgovform advinvestorgovform adv

01

To fill out Form ADV, you can follow these steps: 1. Start by providing your firm's basic identifying information, including its name, address, and contact details.

02

Provide information about your firm's ownership structure, including the names and addresses of all partners, officers, directors, and control persons.

03

Disclose any disciplinary actions or legal proceedings involving your firm or its employees.

04

Provide details about your firm's advisory business, including the types of clients you serve, the investment strategies you employ, and the assets under management.

05

Disclose any conflicts of interest that may exist.

06

Provide information about your firm's fee schedule, including any performance-based fees or other arrangements.

07

Describe your firm's compliance policies and procedures.

08

Attach any necessary supporting documentation, such as brochures or client agreements.

09

Review the completed form for accuracy and completeness before submitting it.

10

Finally, submit the form electronically according to the instructions provided by the Securities and Exchange Commission (SEC).

Who needs form advinvestorgovform advinvestorgovform adv?

01

Form ADV is required to be filled out by investment advisers who are registered with the Securities and Exchange Commission (SEC) or state securities authorities. It is necessary for any firm or individual that provides investment advice for compensation to clients.

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What is form advinvestorgovform adv?

Form ADV is a required submission by investment advisers to the Securities and Exchange Commission (SEC) that contains information about the adviser's business practices, fees, conflicts of interest, and any disciplinary actions.

Who is required to file form advinvestorgovform adv?

Investment advisers registered with the SEC or state securities authorities are required to file Form ADV.

How to fill out form advinvestorgovform adv?

Form ADV is typically completed online through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form advinvestorgovform adv?

The purpose of Form ADV is to provide transparency to clients and regulators about an investment adviser's business practices and potential conflicts of interest.

What information must be reported on form advinvestorgovform adv?

Form ADV requires information about an adviser's business practices, fees, services offered, disciplinary history, and key personnel.

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