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SECURITIES AND EXCHANGE COMMISSIONER 13FHR Initial quarterly Form 13F holdings report filed by institutional managersFiling Date: 20211115 | Period of Report: 20210930 SEC Accession No. 000120701721000041
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How to fill out online sec form 13f-hr

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How to fill out online sec form 13f-hr

01
To fill out online SEC Form 13F-HR, follow these steps:
02
Visit the official website of the U.S. Securities and Exchange Commission (SEC).
03
Navigate to the 'Forms' section and search for Form 13F-HR.
04
Download the form and open it using a PDF reader.
05
Carefully read the instructions provided on the form to understand the required information.
06
Gather the necessary data, such as the name of the reporting manager, the address, and the CIK number.
07
Complete all the required fields on the form, including the information about securities held, investment discretion, and voting authority.
08
Double-check your entries for accuracy and completeness.
09
Save the filled-out form on your computer.
10
Submit the form electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
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Once submitted, you will receive a confirmation of successful filing.
12
Note: It is recommended to consult with a legal or financial professional for guidance while filling out SEC Form 13F-HR.

Who needs online sec form 13f-hr?

01
Online SEC Form 13F-HR needs to be filed by institutional investment managers who exercise investment discretion over certain securities.
02
According to the Securities Exchange Act of 1934, any manager or group of managers holding Section 13(f) securities with an aggregate fair market value of at least $100 million as of the last trading day of any calendar month must submit Form 13F-HR.
03
This form helps the SEC monitor and regulate institutional holdings and provides transparency to investors regarding the securities being held by these managers.
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Online SEC Form 13F-HR is a quarterly report filed by institutional investment managers that discloses their holdings in various securities.
Institutional investment managers with assets under management of $100 million or more are required to file online SEC Form 13F-HR.
Online SEC Form 13F-HR can be filled out electronically through the SEC's EDGAR system. The form requires information about the securities holdings of the institutional investment manager.
The purpose of online SEC Form 13F-HR is to provide transparency into the investment holdings of institutional investment managers, which can help investors make informed decisions.
Online SEC Form 13F-HR requires institutional investment managers to report the name of the issuer, the title of the class of securities, the CUSIP number, the number of shares, and the fair market value of each security.
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