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UNITED STATES SECURITIES AND EXCHANGE COMMISSION20200127 10:21AM EST Status: AcceptedFOCUS REPORTER X17A5(FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT)PART II11(Please read instructions
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This document provides information on securities held in the United States.
Investment firms and individuals with securities holdings in the United States are required to file.
The form can be filled out online or manually and must include all relevant securities information.
The purpose is to report on securities holdings to ensure compliance with regulations and transparency in the market.
Information such as type of securities, quantity held, value, and any changes in holdings.
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