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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: OAK ROOT LLC CRD Number: 246788Annual Amendment All Sections Rev. 10/20213/19/2022
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What is crd number 246788?
CRD number 246788 is a unique identifier assigned to a financial advisor or firm registered with the SEC or FINRA.
Who is required to file crd number 246788?
Financial advisors and firms registered with the SEC or FINRA are required to file CRD number 246788.
How to fill out crd number 246788?
CRD number 246788 must be filled out with accurate and up-to-date information about the financial advisor or firm, including personal details, qualifications, employment history, and any disciplinary actions.
What is the purpose of crd number 246788?
The purpose of CRD number 246788 is to provide transparency and regulatory oversight of financial advisors and firms in the securities industry.
What information must be reported on crd number 246788?
Information such as personal details, qualifications, employment history, disciplinary actions, and any customer complaints must be reported on CRD number 246788.
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