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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: SWISSAIR ASSET MANAGEMENT (HK) LIMITED CRD Number: 286183Annual Amendment

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How to fill out form adv - sec

01

To fill out Form ADV - SEC, follow these steps:

02

Start by entering the basic information of the investment adviser, such as the name, address, and contact details.

03

Provide details about the organization's ownership structure and the identities of its key personnel.

04

Disclose any disciplinary history or conflicts of interest that may exist.

05

Provide information about the services offered by the investment adviser.

06

Report on the investment adviser's fee schedule and any compensation received from other sources.

07

Detail the types of clients the adviser serves and the assets under management.

08

Explain the adviser's business practices and any affiliations with other financial entities.

09

Provide additional information required by specific sections of Form ADV - SEC.

10

Review the completed form for accuracy and completeness before submitting it to the Securities and Exchange Commission (SEC).

Who needs form adv - sec?

01

Form ADV - SEC is required for any investment adviser who manages or holds themselves out as managing at least $110 million in assets, or who provides investment advice to an investment company registered under the Investment Company Act of 1940.

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What is form adv - sec?

Form ADV is a form used by investment advisers to register with the Securities and Exchange Commission (SEC) and state securities authorities.

Who is required to file form adv - sec?

Investment advisers who manage assets of $25 million or more are required to file Form ADV with the SEC.

How to fill out form adv - sec?

Form ADV can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv - sec?

The purpose of Form ADV is to provide the SEC and investors with information about an investment adviser's business, personnel, and conflicts of interest.

What information must be reported on form adv - sec?

Information such as assets under management, client types, business practices, and any disciplinary history must be reported on Form ADV.

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