Get the free IAPD - Investment Adviser Public Disclosure - HomepageSEC.gov Form ADV DataSEC.gov F...

Get Form

Show details

FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: NEAR PARTNERS, LLC CRD Number: 295859Annual Amendment All Sections Rev.

We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign iapd - investment adviser

Edit your iapd - investment adviser form online

Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.

Add your legally-binding signature

Draw or type your signature, upload a signature image, or capture it with your digital camera.

Share your form instantly

Email, fax, or share your iapd - investment adviser form via URL. You can also download, print, or export forms to your preferred cloud storage service.

Editing iapd - investment adviser online

Ease of Setup

pdfFiller User Ratings on G2

Ease of Use

pdfFiller User Ratings on G2

Here are the steps you need to follow to get started with our professional PDF editor:

1

Check your account. It's time to start your free trial.

2

Upload a document. Select Add New on your Dashboard and transfer a file into the system in one of the following ways: by uploading it from your device or importing from the cloud, web, or internal mail. Then, click Start editing.

3

Edit iapd - investment adviser. Rearrange and rotate pages, add and edit text, and use additional tools. To save changes and return to your Dashboard, click Done. The Documents tab allows you to merge, divide, lock, or unlock files.

4

Save your file. Select it in the list of your records. Then, move the cursor to the right toolbar and choose one of the available exporting methods: save it in multiple formats, download it as a PDF, send it by email, or store it in the cloud.

pdfFiller makes dealing with documents a breeze. Create an account to find out!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.

Learn more about security & compliance

How to fill out iapd - investment adviser

01

To fill out the IAPD (Investment Adviser Public Disclosure) form:

02

Begin by providing your firm's basic information such as its name, address, phone number, and website.

03

Specify whether your firm is a state-registered investment adviser or an SEC-registered investment adviser.

04

Provide details about the ownership and control of the firm, including the names and addresses of all partners, officers, and directors.

05

Disclose any disciplinary history of the firm or its associated persons, including any regulatory actions, criminal charges, or civil lawsuits.

06

Provide information about your firm's advisory business, including the types of investments you typically recommend and the size of your client base.

07

Disclose any conflicts of interest your firm may have, such as receiving compensation from third parties for recommending certain investments.

08

Indicate whether your firm provides portfolio management services or acts as a solicitor for other investment advisers.

09

Provide additional information as required, such as details about your firm's advertising practices or any particular certifications your firm or its associated persons hold.

10

Finally, review the completed form for accuracy and submit it according to the instructions provided.

Who needs iapd - investment adviser?

01

The IAPD (Investment Adviser Public Disclosure) form is necessary for individuals and firms that provide investment advice as part of their business activities.

02

This includes both state-registered investment advisers and SEC-registered investment advisers.

03

Investment advisers who manage assets on behalf of clients, recommend specific investments, or offer financial planning services are typically required to complete the IAPD form.

04

The form provides important information to clients and regulators, helping them make informed decisions about investment advisers and ensuring transparency in the financial industry.

Fill form : Try Risk Free

Rate the form

4.2

Satisfied

43 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

How can I edit iapd - investment adviser from Google Drive?

Using pdfFiller with Google Docs allows you to create, amend, and sign documents straight from your Google Drive. The add-on turns your iapd - investment adviser into a dynamic fillable form that you can manage and eSign from anywhere.

How can I send iapd - investment adviser to be eSigned by others?

Once your iapd - investment adviser is ready, you can securely share it with recipients and collect eSignatures in a few clicks with pdfFiller. You can send a PDF by email, text message, fax, USPS mail, or notarize it online - right from your account. Create an account now and try it yourself.

How do I fill out iapd - investment adviser using my mobile device?

Use the pdfFiller mobile app to complete and sign iapd - investment adviser on your mobile device. Visit our web page (https://edit-pdf-ios-android.pdffiller.com/) to learn more about our mobile applications, the capabilities you’ll have access to, and the steps to take to get up and running.

What is iapd - investment adviser?

iapd - investment adviser stands for Investment Adviser Public Disclosure. It is a searchable database that provides information on investment adviser firms registered with the Securities and Exchange Commission (SEC) and state regulators.

Who is required to file iapd - investment adviser?

Investment adviser firms registered with the Securities and Exchange Commission (SEC) and state regulators are required to file iapd - investment adviser.

How to fill out iapd - investment adviser?

Investment adviser firms can fill out iapd - investment adviser by providing information such as their business activities, ownership, clients, and disciplinary history.

What is the purpose of iapd - investment adviser?

The purpose of iapd - investment adviser is to provide transparency and public access to information about investment adviser firms, so investors can make informed decisions.

What information must be reported on iapd - investment adviser?

Information such as business activities, ownership, clients, and disciplinary history must be reported on iapd - investment adviser.

Fill out your iapd - investment adviser online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now