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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: DUET ALTERNATIVE INVESTMENTS (USA) LIMITED CRD Number: 112262Annual
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Open the PDF file using a PDF reader software.
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Review the instructions provided at the beginning of the form.
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Enter your personal and contact information in the designated sections.
05
Provide details about your advisory business, including the name, address, and contact information.
06
Fill in information about your clients, assets under management, and investment strategies.
07
Answer the questions related to your disciplinary history and conflicts of interest.
08
Attach any required supporting documents, such as your firm brochure or Form U4.
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Review the completed form for accuracy and completeness.
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Save the filled-out form or print a copy for your records.
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Submit the form as instructed by the Securities and Exchange Commission (SEC).

Who needs reportsadviserinfosecgov pdf 136162form adv?

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The reportsadviserinfosecgov pdf 136162form adv is required for investment advisers or firms who are registered with the Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940.
02
Any investment adviser managing assets worth $110 million or more is required to file this form with the SEC.
03
It is also needed by advisers who provide services to investment companies, pension plans, or other institutional clients.
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reportsadviserinfosecgov pdf 136162form adv is a form required to be filed by investment advisers with the Securities and Exchange Commission (SEC).
Investment advisers registered with the SEC are required to file reportsadviserinfosecgov pdf 136162form adv.
Reportsadviserinfosecgov pdf 136162form adv can be filled out electronically through the SEC's Investment Adviser Registration Depository (IARD) system.
The purpose of reportsadviserinfosecgov pdf 136162form adv is to provide the SEC with important information about an investment adviser's business and operations.
Reportsadviserinfosecgov pdf 136162form adv requires information such as assets under management, types of clients, and any disciplinary history of the investment adviser.
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