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Securities Trading PolicyPOLICYPURPOSEEffective: 28 February 2022 Owner: Company Secretary Approval: Board Reviewed: Annually Company is committed to preventing the misuse (or perceived misuse) of
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How to fill out securities trading policy

01
Obtain a copy of the securities trading policy from your company's HR or compliance department.
02
Read through the policy carefully to understand the guidelines and restrictions on trading securities.
03
Fill out any required forms or paperwork related to the securities trading policy, such as acknowledging receipt of the policy or disclosing any existing investments.
04
Stay up to date on any changes or updates to the securities trading policy and adjust your trading activities accordingly.

Who needs securities trading policy?

01
Employees working in companies that are publicly traded or involved in securities trading.
02
Anyone who has access to non-public information that could potentially influence their trading decisions.
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A securities trading policy is a set of rules and guidelines that dictate how employees can buy or sell company stock.
Typically, anyone who has access to material nonpublic information about a company is required to file a securities trading policy.
To fill out a securities trading policy, individuals must disclose their personal financial information and trading activities.
The purpose of a securities trading policy is to prevent insider trading and ensure fairness in the markets.
Information such as the individual's financial holdings, recent stock transactions, and any other relevant financial information must be reported on a securities trading policy.
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