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U.S. Securities and Exchange Commission SRO Rule Tracking System (ARTS)/Electronic Form Filing System (EFFS) PRIVACY IMPACT ASSESSMENT (PIA)April 8, 2022Division of Trading and MarketsPrivacy Impact
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Start by visiting the corpgovlaw.harvard.edu website on July 7, 2022
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Locate the new SEC rule that mandates specific requirements
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Fill out the necessary information as per the new SEC rule
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SEC Rule mandates new disclosure requirements for publicly traded companies.
Publicly traded companies are required to file the new SEC Rule mandates.
Companies need to provide detailed information as requested by the SEC in the new rule.
The purpose of the new SEC Rule mandates is to enhance transparency and accountability in corporate governance.
Companies must report key governance-related information such as board composition, executive compensation, and risk management practices.
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