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2022 Form NR SRO Exhibit 9 Information Regarding Fitch Designated Compliance Officer Heather Kerrigan is the Designated Compliance Officer of Fitch Ratings, Inc. Ms. Kerrigan is employed full time
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Who needs 2022 form nrsro exhibit?
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Any registered credit rating agency that is designated as a nationally recognized statistical rating organization (NRSRO) needs to fill out the 2022 form nrsro exhibit.
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What is form nrsro exhibit 9?
Form NRSRO Exhibit 9 is a filing required by a Nationally Recognized Statistical Rating Organization (NRSRO) with the Securities and Exchange Commission (SEC) to report certain information related to the NRSRO's credit rating activities.
Who is required to file form nrsro exhibit 9?
NRSROs are required to file Form NRSRO Exhibit 9 with the SEC.
How to fill out form nrsro exhibit 9?
Form NRSRO Exhibit 9 can be filled out electronically on the SEC's EDGAR system.
What is the purpose of form nrsro exhibit 9?
The purpose of Form NRSRO Exhibit 9 is to provide transparency into the credit rating activities of NRSROs.
What information must be reported on form nrsro exhibit 9?
Form NRSRO Exhibit 9 requires NRSROs to report information such as the number of credit ratings issued, the methodologies used, and any potential conflicts of interest.
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