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COMPLIANCE CHECKLIST APPLICATION OF POOLED RETIREMENT FUNDS (PRF) This Compliance Checklist should be used with effect from 1 March 2020 in support of any application for authorization of a PRF /
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Compliance checklist application is used to ensure adherence to rules, regulations, and standards set by regulatory authorities.
All individuals, organizations, or entities that are subject to the specific regulations or standards mentioned in the compliance checklist application are required to file it.
Compliance checklist application can be filled out by providing all the necessary information requested in the form, ensuring accuracy and completeness.
The purpose of compliance checklist application is to assess and document compliance with relevant regulations or standards.
Information such as policies, procedures, practices, and evidence of compliance must be reported on the compliance checklist application.
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