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Get the free SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended
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The Securities and Exchange Commission (SEC) is a U.S. governmental agency responsible for regulating the securities industry, protecting investors, and maintaining fair, orderly, and efficient markets.
Public companies, investment companies, and certain other entities are required to file with the SEC, as well as companies that exceed specific thresholds of asset size or number of shareholders.
Filing with the SEC typically involves submitting various forms electronically through the EDGAR (Electronic Data Gathering, Analysis, and Retrieval) system. Accurate financial statements, disclosures, and compliance documentation must accompany the forms.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation by enforcing federal securities laws.
Companies must report financial statements, annual reports (10-K), quarterly reports (10-Q), insider trading activity, and any material events that shareholders should know about.
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