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SECURITIES AND EXCHANGE COMMISSIONER ADV NR Appointment of agent for service of process by nonresident general partner and nonresident managing agent of an investment advisorFiling Date: 20180430SEC

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Financial advisors and investment firms who are required to register with the Securities and Exchange Commission (SEC) need to fill out form adv-nr - secdatabase.

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What is form adv-nr - secdatabase?

Form adv-nr - secdatabase is a form required by the Securities and Exchange Commission (SEC) for investment advisers that are not registered with the SEC.

Who is required to file form adv-nr - secdatabase?

Investment advisers that are not registered with the SEC are required to file form adv-nr - secdatabase.

How to fill out form adv-nr - secdatabase?

Form adv-nr - secdatabase can be filled out electronically on the SEC's website. The form requires information about the adviser's business practices, ownership, and clients.

What is the purpose of form adv-nr - secdatabase?

The purpose of form adv-nr - secdatabase is to provide the SEC and potential clients with information about unregistered investment advisers.

What information must be reported on form adv-nr - secdatabase?

Form adv-nr - secdatabase requires information about the adviser's business practices, ownership, clients, and any disciplinary actions.

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