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SECURITIES AND EXCHANGE COMMISSIONER ABS15G Asset backed securities report pursuant to Section 15GFiling Date: 20210910 | Period of Report: 20210910 SEC Accession No. 000153949721001334 (HTML Version
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01
Go to the Electronic Code of Federal Regulations website
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Navigate to Title 17 - Commodity and Securities Exchanges
03
Select the appropriate part that you need to fill out, eg. Part 1 - Definitions
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Individuals or entities involved in the commodity and securities exchanges industry
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Regulatory agencies and organizations overseeing the trading of commodities and securities
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Electronic Code of Federal Regulations (eCFR) Title 17, which contains regulations regarding Commodity and Securities Exchanges.
Entities regulated by the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) are required to file eCFR 17 CFR part.
eCFR 17 CFR part can be filled out electronically through the respective websites of CFTC and SEC following the provided instructions.
The purpose of eCFR 17 CFR part is to provide regulatory guidelines and requirements for entities involved in commodity and securities exchanges.
Entities must report information related to their compliance with regulations, financial activities, and other relevant data as specified by CFTC and SEC.
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