Get the free continuing disclosure certificate - The Port of Los Angeles
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DRAFT CONTINUING DISCLOSURE CERTIFICATE This Continuing Disclosure Certificate (the Certificate) is executed and delivered by the Los Angeles County Metropolitan Transportation Authority (the Authority)
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How to fill out continuing disclosure certificate
How to fill out continuing disclosure certificate
01
Obtain the appropriate continuing disclosure certificate form from the relevant regulatory authority.
02
Fill out the required information accurately, including the name of the issuer, CUSIP number, and reporting period.
03
Provide detailed information about any material events that have occurred since the last disclosure, such as bond call notices or rating changes.
04
Sign and date the certificate to certify the accuracy of the information provided.
05
Submit the completed form to the appropriate regulatory authority before the specified deadline.
Who needs continuing disclosure certificate?
01
Issuers of municipal securities or other entities subject to SEC Rule 15c2-12 typically need to file a continuing disclosure certificate to fulfill their obligations under the rule.
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What is continuing disclosure certificate?
A continuing disclosure certificate is a document that issuers of municipal securities must file with the Municipal Securities Rulemaking Board (MSRB) to provide timely updates on the financial condition of the issuer and any material events that could affect the bondholders.
Who is required to file continuing disclosure certificate?
Issuers of municipal securities are required to file continuing disclosure certificates.
How to fill out continuing disclosure certificate?
Continuing disclosure certificates can typically be filled out electronically through the MSRB's Electronic Municipal Market Access (EMMA) system.
What is the purpose of continuing disclosure certificate?
The purpose of continuing disclosure certificates is to provide investors with up-to-date information on the financial health of the issuer and any material events that could impact the value of the securities.
What information must be reported on continuing disclosure certificate?
Information such as financial statements, audited financial reports, operating data, and notices of any material events must be reported on continuing disclosure certificates.
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