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NEW YORK STOCK EXCHANGE LLC LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018059467801 TO:New York Stock Exchange LUCRE:Wedbush Securities, Inc., Respondent CRD No. 877During the periods of January
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Wedbush Securities Inc. is a financial services and investment firm.
Individuals or entities who have investments or financial transactions with Wedbush Securities Inc. are required to file.
The form can be filled out either online or through hard copy submission, following the instructions provided by the regulatory authority.
The purpose of the form is to report investments or financial transactions with Wedbush Securities Inc., for regulatory and compliance purposes.
Information such as financial transactions, investments, and holdings with Wedbush Securities Inc. must be reported.
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