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DATA Training and Examinations Handbook Section 7 CTA Exam regulations and timetable ___7 THE CTA OVERVIEW7.1EXAMREGULATIONSANDTIMETABLEIntroduction 7.1.1 The CTA examination and the fields of specialization

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What is 7 form cta exam?

Form 7 CTA (Commodity Trading Advisor) is a form filed with the U.S. Commodity Futures Trading Commission (CFTC) by registered CTAs for reporting purposes.

Who is required to file 7 form cta exam?

Registered Commodity Trading Advisors (CTAs) are required to file Form 7 CTA exam.

How to fill out 7 form cta exam?

Form 7 CTA can be filled out electronically through the CFTC's online filing system or manually by submitting a paper form.

What is the purpose of 7 form cta exam?

The purpose of Form 7 CTA is to provide the CFTC with information about the operations and activities of registered Commodity Trading Advisors.

What information must be reported on 7 form cta exam?

Form 7 CTA requires CTAs to report information such as trading activities, client assets under management, and any disciplinary history.

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