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Multilateral CSA Staff Notice 91302 Updated Model Rules Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting June 6, 2013, Introduction Staff from the Canadian Securities
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Canadian securities regulators seek to protect investors, promote fair and efficient capital markets, and ensure transparency in the securities industry.
Public companies, investment funds, and other securities issuers are required to file with Canadian securities regulators.
Companies can fill out the required forms and disclosures electronically through the Canadian Securities Administrators' SEDAR system.
The purpose of Canadian securities regulators seeking information is to provide investors with accurate and timely information, prevent fraud, and maintain market integrity.
Companies must report financial statements, executive compensation, significant events, and other material information that could impact investors.
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