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Part 2A of Form ADV: Firm Brochure Item 1 Cover Page BANORTE ASSET MANAGEMENT, INC. 5075 Westerner, Suite 975W Houston, TX 77056 Telephone: 7139804600 Email: Compliance@banortesecurities.com Web Address

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How to fill out cover page form adv

01

Obtain a copy of the cover page form ADV from the Securities and Exchange Commission (SEC) website.

02

Fill in the required information such as the name of the investment adviser, the form of organization, and contact details.

03

Provide details about the investment adviser's business activities, ownership, and any disciplinary history.

04

Attach any additional documents or disclosures required by the SEC.

05

Review the completed form for accuracy and completeness before submitting it to the SEC.

Who needs cover page form adv?

01

Investment advisers who are registered with the SEC are required to fill out the cover page form ADV.

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What is cover page form adv?

The cover page form adv is a form filed by investment advisers with the SEC to register with the securities regulatory authorities.

Who is required to file cover page form adv?

Investment advisers who manage more than $25 million in assets are required to file cover page form adv.

How to fill out cover page form adv?

Cover page form adv can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of cover page form adv?

The purpose of cover page form adv is to provide information about the investment adviser's business, qualifications, and conflicts of interest.

What information must be reported on cover page form adv?

Information such as assets under management, types of clients, ownership structure, and disciplinary history must be reported on cover page form adv.

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