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Appendix B (ii)GUIDANCE NOTES FOR COMPLETION OF FORMAL EXPRESSION OF INTEREST FOR COMMUNITY ASSET TRANSFER This document gives you information to help you fill in the Formal Expression of Interest
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Begin by entering your personal details such as name, address, and contact information.
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What is 17d sc cat policy?
17d sc cat policy refers to Section 17(d) of the Securities Act of 1933, which requires certain entities to file a statement of additional information with the Securities and Exchange Commission.
Who is required to file 17d sc cat policy?
Investment companies that issue securities and meet certain criteria are required to file 17d sc cat policy.
How to fill out 17d sc cat policy?
17d sc cat policy can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
What is the purpose of 17d sc cat policy?
The purpose of 17d sc cat policy is to provide investors with additional information about the securities being offered by an investment company.
What information must be reported on 17d sc cat policy?
On 17d sc cat policy, information such as the investment objectives and strategies of the company, risks associated with the securities, and fee structures must be reported.
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