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Reasons for Decision File No. 201948IN THE MATTER OF A SETTLEMENT HEARING PURSUANT TO SECTION 24.4 OF BYLAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF Canada: Jerome Thomas Bates Heard: October

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A new sro hearing panel is a panel established to review and make decisions on specific matters related to self-regulatory organizations (SROs) within a financial industry.

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