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The proposed rule change consists of a Policy Statement on the Eligibility of Foreign Securities describing the criteria and procedures for making the securities of foreign issuers eligible for deposit
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How to fill out Form 19b-4
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02
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory submission filed by self-regulatory organizations (SROs) with the Securities and Exchange Commission (SEC) to propose changes to trading rules or procedures.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as stock exchanges and other trading venues, are required to file Form 19b-4 when they intend to propose changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 must be filled out by providing details about the proposed rule change, including a description of the change, the reasons for it, and any relevant impact analysis. The form must be submitted electronically through the SEC's EDGAR system.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency in the regulation of trading practices and to provide the SEC with sufficient information to assess the proposed changes and their implications for market participants.
What information must be reported on Form 19b-4?
Form 19b-4 requires information on the specific rule changes being proposed, the rationale for the changes, an analysis of their impact on the market and participants, and any additional information as specified by the SEC.
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