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STATE OF CALIFORNIA HEALTH AND HUMAN SERVICES AGENCY CALIFORNIA DEPARTMENT OF SOCIAL SERVICES CLIENT LIST PROVIDER: AUDIT PERIOD: CLIENT NAME FUNDING SOURCE CLIENT SSN * DATE PLACED DATE EXIT NOTE

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What is fc 5 - clist?

fc 5 - clist is a form filed with the Securities and Exchange Commission that discloses the holdings of institutional investment managers.

Who is required to file fc 5 - clist?

Institutional investment managers with over $100 million in assets under management are required to file fc 5 - clist.

How to fill out fc 5 - clist?

fc 5 - clist is filled out online through the SEC's EDGAR system with information about the manager's holdings.

What is the purpose of fc 5 - clist?

The purpose of fc 5 - clist is to provide transparency about the holdings of institutional investment managers to the public and regulators.

What information must be reported on fc 5 - clist?

fc 5 - clist requires information about the manager, the holdings, and any changes in the holdings over the reporting period.

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