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Form ATS-R must be filed by alternative trading systems subject to Regulation ... FORMAT. Attach the Execution Page (Page 1) with every filing of Form ATS-R.
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Form ATS-R must be a report that provides detailed information about the operations and activities of alternative trading systems (ATS) that are operated by broker-dealers.
Broker-dealers who operate alternative trading systems (ATS) are required to file form ATS-R.
Form ATS-R must be filled out electronically on the SEC's EDGAR system. It requires detailed information about the operations and activities of the alternative trading system.
The purpose of form ATS-R is to provide transparency and information to the SEC about the operations of alternative trading systems (ATS) operated by broker-dealers.
Form ATS-R requires detailed information about the ATS's operations, including order types, trading volumes, market data usage, and information about the regulation of the ATS.
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