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PART C:BROKER TO BROKER TRANSFER AUTHORITY FORM OPTIONSPlease complete this form if you wish to transfer Options Positions from another Sponsoring Broker to Pershing Securities Australia Pty Ltd (Pershing).1.

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How to fill out iinvest clearing equitiesderivatives client

01

Access the iinvest platform using your login credentials.

02

Navigate to the 'Clearing' section in the menu.

03

Select the option for 'Equities/Derivatives client clearing form'.

04

Fill out all the required fields with accurate information.

05

Review the form to ensure all details are correct.

06

Submit the completed form for processing.

Who needs iinvest clearing equitiesderivatives client?

01

Investors who engage in equity and derivative trading and require clearing services.

02

Financial institutions that provide clearing services for equities and derivatives to their clients.

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What is iinvest clearing equitiesderivatives client?

iinvest clearing equitiesderivatives client is a form used to report information related to clearing equities and derivatives transactions.

Who is required to file iinvest clearing equitiesderivatives client?

Financial institutions and clearinghouses are required to file iinvest clearing equitiesderivatives client.

How to fill out iinvest clearing equitiesderivatives client?

iinvest clearing equitiesderivatives client can be filled out electronically through the designated reporting platform.

What is the purpose of iinvest clearing equitiesderivatives client?

The purpose of iinvest clearing equitiesderivatives client is to provide transparency and oversight in the clearing of equities and derivatives transactions.

What information must be reported on iinvest clearing equitiesderivatives client?

Information such as transaction details, counterparty information, and risk management measures must be reported on iinvest clearing equitiesderivatives client.

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