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COMPLAINTS MANAGEMENT FRAMEWORK AND POLICY Applicable to Financial Services Provider acting as Category I and II Financial Services Provider in terms of the Financial Advisory and Intermediary Services

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How to fill out general code of conduct

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Start by defining the purpose and scope of the code of conduct.

02

Clearly outline expected behaviors and values within the organization.

03

Include consequences for violations of the code of conduct.

04

Make sure the code of conduct is easily accessible to all employees.

05

Regularly review and update the code of conduct as needed.

Who needs general code of conduct?

01

General code of conduct is needed by any organization or group looking to establish guidelines for behavior and ethics within their community.

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What is general code of conduct?

General code of conduct outlines rules and guidelines for acceptable behavior within an organization.

Who is required to file general code of conduct?

Employees, contractors, and stakeholders are required to adhere to the general code of conduct.

How to fill out general code of conduct?

General code of conduct can be filled out by reading the guidelines and rules provided and signing to acknowledge understanding and compliance.

What is the purpose of general code of conduct?

The purpose of general code of conduct is to ensure a respectful and ethical work environment and to maintain the reputation of the organization.

What information must be reported on general code of conduct?

Information such as conflicts of interest, gifts received, and compliance with laws and regulations must be reported on general code of conduct.

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