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This document is a proposed rule change submitted by The Depository Trust Company (DTC) regarding its LENS service, which discusses changes to the retrieval and posting of Asset-Backed Security notices.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing required by the U.S. Securities and Exchange Commission (SEC) related to proposed rule changes by exchanges.
Who is required to file Form 19b-4?
Exchanges that are self-regulatory organizations (SROs) are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, exchanges must provide detailed information about the proposed rule change, including the text of the rule, the purpose of the change, and any potential impact on the market.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and allow for regulatory review of proposed changes to exchange rules.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule change's text, purpose, rationale, expected impact, and how it aligns with the SEC's regulatory objectives.
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