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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: HAVE RIA, INC.CRD Number: 327137OtherThanAnnual Amendment All Sections
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Have RIA Inc. refers to a Registered Investment Advisor, which is a firm or individual providing investment advice and management services to clients.
Individuals or firms that qualify as a Registered Investment Advisor under the Investment Advisers Act of 1940 are required to file the Form ADV, which includes the 'have ria inc' requirement.
To fill out the have ria inc forms, candidates must provide accurate personal and business information, disclose any disciplinary history, and adhere to specific regulatory guidelines related to investment advisory.
The purpose of have ria inc is to ensure that investment advisors adhere to regulatory standards, providing transparency and protection to clients regarding their investment practices.
The have ria inc form must report information including business structure, ownership, financial conditions, services offered, fees charged, and any disciplinary actions against the advisors.
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