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Reported Daily Short Positions for 30/06/21 Disclaimer: No responsibility is accepted for any inaccuracies contained in the matter published. ProductProduct Overreported Short PositionsTotal Product

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How to fill out reported daily short positions

01

To fill out reported daily short positions, follow these steps:

02

Gather the required information for reporting, such as the security symbol, the date of the short sale transaction, and the number of shares borrowed and sold short.

03

Determine if the short sale is exempt from reporting, such as in certain market maker or broker-dealer transactions.

04

Calculate the net short position for each security by subtracting the total number of shares borrowed to cover short sales from the total number of shares sold short.

05

Use the designated reporting format, such as the SEC's Form SH or other regulatory reporting mechanisms.

06

Fill in the required fields on the reporting form accurately and completely, including the identification of the reporting entity, the security information, and the net short position.

07

Double-check all the provided information for accuracy and ensure compliance with any applicable reporting deadlines.

08

Submit the completed reported daily short positions form to the appropriate regulatory authority according to the specified submission method, such as online filing, email, or fax.

09

Retain a copy of the filed report for future reference and potential audits or inquiries.

Who needs reported daily short positions?

01

Reported daily short positions are needed by regulatory authorities, stock exchanges, and market participants to monitor and regulate short selling activities.

02

Specific entities and individuals who need reported daily short positions include:

03

- Government regulatory agencies, such as the Securities and Exchange Commission (SEC) in the United States, the Financial Conduct Authority (FCA) in the United Kingdom, or equivalent bodies in other jurisdictions.

04

- Stock exchanges and other trading platforms to ensure fair and orderly markets.

05

- Market participants, including institutional investors, hedge funds, and other traders, who use the reported data for investment and trading strategies, risk management, and market analysis.

06

The availability of reported daily short positions helps in promoting transparency, market stability, and investor confidence by allowing stakeholders to monitor short selling activities and identify potential risks or manipulative practices.

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What is reported daily short positions?

Reported daily short positions refer to the daily disclosures of the number of shares that have been sold short but not yet covered or closed out by the trader.

Who is required to file reported daily short positions?

Securities firms and market makers that engage in short selling are required to file reported daily short positions.

How to fill out reported daily short positions?

To fill out reported daily short positions, firms must provide details including the security sold short, the quantity of shares, and the date of the trade.

What is the purpose of reported daily short positions?

The purpose of reported daily short positions is to enhance market transparency and allow regulators and investors to monitor short selling activities.

What information must be reported on reported daily short positions?

The information that must be reported includes the identity of the security, the number of shares sold short, and the date of the report.

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