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This document is the 13F Cover Page for Hanover Insurance Group, detailing their investment holdings as of 12/31/2017, filed on 02/09/2018.
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How to fill out form 13f-nt
How to fill out form 13f-nt
01
Obtain the Form 13F-NT from the SEC website or through your regulatory compliance office.
02
Fill in your name, address, and the name of the issuer whose securities are being reported.
03
Provide your SEC Central Registration Depository (CRD) number if applicable.
04
Specify the date of your report at the top of the form.
05
Indicate whether you are filing for the first time or as a continuation of previous filings.
06
List all the securities you are reporting on, including the Title of Class, CUSIP Number, and Value of the securities.
07
Include your signature and date at the bottom of the form to certify the information is accurate.
08
Submit the completed Form 13F-NT to the SEC electronically or as required.
Who needs form 13f-nt?
01
Institutional investment managers who manage over $100 million in qualifying assets.
02
Investment advisers who need to disclose their holdings in accordance with SEC regulations.
03
Entities that have not filed a Form 13F before and are seeking to notify the SEC regarding their investment activities.
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What is form 13f-nt?
Form 13F-NT is a filing form required by the Securities and Exchange Commission (SEC) for institutional investment managers to disclose their investment holdings in certain securities.
Who is required to file form 13f-nt?
Institutional investment managers who exercise investment discretion over $100 million or more in securities are required to file Form 13F-NT.
How to fill out form 13f-nt?
To fill out Form 13F-NT, an institutional investment manager must provide identifying information, list the securities held, their values, and any other required information specified by the SEC.
What is the purpose of form 13f-nt?
The purpose of Form 13F-NT is to promote transparency in the financial markets by requiring institutional investors to disclose their equity holdings.
What information must be reported on form 13f-nt?
Form 13F-NT must report the institutional manager's name, address, the total value of the reported securities, and details about each security held, including its CUSIP number, value, and the number of shares.
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