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This document details the annual statement of changes in beneficial ownership of securities as per the SEC regulations, filed by Jeffrey Hall, VP of Corporate Finance.
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What is form 5?
Form 5 is a reporting document used by certain entities to provide information on financial activities, specifically for changes in control or ownership.
Who is required to file form 5?
Individuals or entities that have acquired a beneficial ownership of more than 10% of a publicly traded company are required to file Form 5.
How to fill out form 5?
Form 5 can be filled out online or by hand, requiring the disclosure of ownership details, transaction dates, and the number of securities involved, along with the relevant signing and dating.
What is the purpose of form 5?
The purpose of Form 5 is to provide transparency and ensure compliance with securities regulations by reporting changes in beneficial ownership to the appropriate regulatory authorities.
What information must be reported on form 5?
Form 5 must report the reporting person's name, address, relationship to the issuer, securities held, transaction dates, amounts of securities involved, and any necessary explanatory notes.
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