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This document serves as a Uniform Application for Investment Adviser Registration and includes necessary information for IMPELLENT VENTURES, LLC, ensuring compliance with regulations.
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What is form adv?
Form ADV is a form used by investment advisors to register with the SEC and state regulators. It provides important information about the advisor and their business practices.
Who is required to file form adv?
Investment advisors that manage assets above a certain threshold or are otherwise required to register with the SEC or state regulators must file Form ADV.
How to fill out form adv?
To fill out Form ADV, advisors need to provide details regarding their business, ownership, clients, employees, and any disciplinary history, ensuring all information is accurate and complete.
What is the purpose of form adv?
The purpose of Form ADV is to ensure transparency in the operations of investment advisors and to help clients make informed decisions by providing essential information about the advisor and their services.
What information must be reported on form adv?
Form ADV requires reporting information such as the advisor's business structure, ownership, services offered, fees, investment strategies, and any disciplinary events related to the advisor.
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