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Name: Fillable Online Initial Statement of Beneficial Ownership of Securities Fax Email Print - pdfFiller
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This document is filed with the SEC to report the initial statement of beneficial ownership of securities by a reporting person, as required under Section 16(a) of the Securities Exchange Act of 1934. It includes details such as the name of the reporting person, the date of the event, the relationship to the issuer, and specifics on the securities beneficially owned.

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How to fill out sec form 3

01

Obtain the SEC Form 3 from the SEC website or your brokerage firm.

02

Enter your name at the top of the form as the reporting person.

03

Provide your address in the designated space.

04

Indicate your relationship to the issuer (e.g., director, officer, beneficial owner).

05

Fill out the itemized sections regarding the securities being reported (e.g., shares owned, acquisition date).

06

Include any transactions made within the last six months, if applicable.

07

Review the form for accuracy and completeness.

08

Sign and date the form at the bottom.

09

Submit the form electronically through the SEC's EDGAR system.

Who needs sec form 3?

01

Individuals who are directors, officers, or beneficial owners of more than 10% of a registered company's equity securities.

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What is sec form 3?

SEC Form 3 is a form that must be filed by individuals who become officers, directors, or beneficial owners of more than 10% of a registered class of equity securities of a publicly traded company. It is used to report their initial ownership in the company.

Who is required to file sec form 3?

Officers, directors, and beneficial owners of more than 10% of a registered class of equity securities in a publicly traded company are required to file SEC Form 3.

How to fill out sec form 3?

To fill out SEC Form 3, the filer must provide information including their name, address, title or position, relationship to the issuer, and details about the securities owned, including the date of the transaction and the amount of securities held.

What is the purpose of sec form 3?

The purpose of SEC Form 3 is to provide transparency regarding the holdings of key individuals in a publicly traded company and to inform the public and the SEC about changes in their ownership.

What information must be reported on sec form 3?

SEC Form 3 must report the filer's name, address, relationship to the issuer, date of the transaction, number of shares owned, and the type of securities held.

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