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This document is utilized to report changes in beneficial ownership of securities by insiders of the company, adhering to the requirements of Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940. It captures essential details such as the reporting person\'s name, relationship to the issuer, transaction dates, types of securities involved, and any amendments to previous transactions.

How to fill out sec form 4

How to fill out sec form 4

1. Begin by downloading the SEC Form 4 from the SEC's website or accessing it through the EDGAR system.
2. Fill in the name of the reporting person at the top of the form.
3. Provide the address of the reporting person, including both the city and state.
4. Include the date of the transaction, specifying the precise transaction date.
5. Indicate the title of the security involved in the transaction.
6. Specify the number of shares or other units involved in the transaction.
7. Fill out the price per share or the transaction value.
8. Indicate whether the transaction was a purchase, sale, or other types such as a gift.
9. If you are reporting a change in ownership, provide the previous ownership interest and the new ownership interest.
10. Sign and date the form before submitting it electronically to the SEC.

Who needs sec form 4?

1. SEC Form 4 is required to be filed by corporate insiders, such as executives and board members, who buy or sell shares of their company's stock.
2. It is also needed by any beneficial owners of more than 10% of a registered class of equity securities.

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What is sec form 4?

SEC Form 4 is a form used to report changes in ownership of a company's securities by certain individuals, typically corporate insiders such as officers, directors, and beneficial owners of more than 10% of a class of the company's equity securities.

Who is required to file sec form 4?

Corporate insiders, including officers, directors, and beneficial owners of more than 10% of a company's equity securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide their name, title, and the details of the transaction, including the date, type of transaction (purchase, sale, etc.), number of shares involved, and the price per share. The form must be filed electronically through the SEC's EDGAR system.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the market by ensuring that significant changes in the ownership of a company's securities by insiders are reported to the SEC and made publicly available.

What information must be reported on sec form 4?

SEC Form 4 must report the insider's name, relationship to the company, date of the transaction, nature of the transaction, number of shares bought or sold, price per share, and any other relevant details about the transaction.