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This document is a Form 8-K filed by Harris & Harris Group, Inc. with the SEC regarding the filing of a preliminary proxy statement for a special meeting of shareholders. The filing aims to obtain approval for the company to transition from a Business Development Company (BDC) to a Registered Closed-End Fund and to change its corporate name to 180 Degree Capital Corp.

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What is form 8-k?

Form 8-K is a report required by the U.S. Securities and Exchange Commission (SEC) that companies must file to disclose major events that shareholders should know about.

Who is required to file form 8-k?

Publicly traded companies registered with the SEC are required to file Form 8-K.

How to fill out form 8-k?

To fill out Form 8-K, the company must provide details about the specific event being reported, including the date of the event, a description of the event, and any required financial information or exhibits.

What is the purpose of form 8-k?

The purpose of Form 8-K is to provide timely information to investors and the public about significant corporate events that could impact a company's financial status or stock price.

What information must be reported on form 8-k?

Form 8-K must report information regarding major corporate events such as significant acquisitions or dispositions, changes in executive leadership, bankruptcy, or changes in the company’s fiscal year.

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