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This form is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940. It provides a statement of changes in beneficial ownership
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How to fill out sec form 4

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How to fill out sec form 4

01
Obtain the SEC Form 4 from the SEC website or your brokerage.
02
Fill in the name of the reporting person.
03
Include the relationship of the reporting person to the company.
04
Provide the name of the company whose security is being reported.
05
List all the transactions that occurred during the reporting period.
06
Ensure that each transaction includes the date, the type of security, and the amount bought or sold.
07
Indicate the price at which the transaction occurred.
08
Sign and date the form to certify that the information provided is accurate.
09
Submit the completed Form 4 to the SEC electronically or via mail, as per the requirements.

Who needs sec form 4?

01
Corporate officers and directors of a publicly traded company.
02
Individuals with beneficial ownership of more than 10% of a class of the company's securities.
03
Certain affiliates or insiders who must report changes in their holdings.
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SEC Form 4 is a document that company insiders must file with the Securities and Exchange Commission (SEC) to report their transactions involving the company’s securities.
Company insiders, including executives, directors, and any beneficial owners of more than 10% of a company's securities, are required to file SEC Form 4.
To fill out SEC Form 4, you need to provide details including your name, relationship to the issuer, the date of the transaction, the amount of securities involved, the price, and whether the transaction was a purchase or sale.
The purpose of SEC Form 4 is to provide transparency and prevent insider trading by requiring insiders to report their transactions in the company's securities.
The information that must be reported on SEC Form 4 includes the insider's name, the relationship to the company, the date of the transaction, the number of shares bought or sold, the price per share, and the nature of the transaction.
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