Get the free Sec Form 4

This form is filed by reporting persons to report changes in beneficial ownership of securities in accordance with Section 16(a) of the Securities Exchange Act of 1934. It includes details regarding

How to fill out sec form 4

How to fill out sec form 4

1. Obtain the SEC Form 4, which is available on the SEC's website or through the SEC's EDGAR database.
2. Fill in the name of the reporting person in the appropriate section.
3. Indicate the relationship of the reporting person to the company, such as officer, director, or 10% shareholder.
4. Provide the name of the issuer of the securities.
5. Specify the date of the transaction in the designated field.
6. List the title of the securities involved in the transaction.
7. Record the number of shares or units acquired or disposed of, and the price at which the transaction occurred.
8. Include any additional information as required, such as derivative securities and nature of ownership.
9. Review the completed form for accuracy.
10. Sign and date the form, then submit it electronically to the SEC.

Who needs sec form 4?

1. Individuals who are executive officers, directors, or beneficial owners of more than 10% of a class of equity securities of a public company need to file SEC Form 4.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by insiders of a company to report their transactions in the company's securities, such as stock purchases or sales.

Who is required to file sec form 4?

Individuals classified as insiders, including executive officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details such as their relationship to the company, the type of security involved, the amount of securities bought or sold, the date of the transaction, and the price at which the transaction occurred.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and prevent insider trading by ensuring that the SEC and the public are aware of insider transactions in a timely manner.

What information must be reported on sec form 4?

SEC Form 4 must report information including the insider's name and position, the date of the transaction, the amount of securities involved, the price per security, the nature of the transaction (whether it was a purchase or sale), and any changes in ownership.