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This form is used to report changes in beneficial ownership of securities by insiders of a company, as required by Section 16 of the Securities Exchange Act of 1934.
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How to fill out sec form 4
How to fill out sec form 4
01
Obtain the SEC Form 4 from the SEC website or your broker.
02
Fill in the name of the reporting person in the designated field.
03
Provide the relationship of the reporting person to the issuer (e.g., officer, director, or owner).
04
Enter the name of the issuer and its trading symbol.
05
Indicate the date of the transaction.
06
Specify the date when the Form 4 is being filed.
07
Fill out the transaction details, including the number of shares bought/sold and the price per share.
08
Report any shares owned after the transaction is completed.
09
Sign and date the form.
10
Submit the form electronically to the SEC through their EDGAR system.
Who needs sec form 4?
01
SEC Form 4 is required for any individual who is an officer, director, or beneficial owner of more than 10% of a class of equity securities of a public company.
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What is sec form 4?
SEC Form 4 is a regulatory filing used by the U.S. Securities and Exchange Commission (SEC) that reports changes in the ownership of a company's securities by its insiders, such as executives and directors.
Who is required to file sec form 4?
Individuals who are classified as insiders of a company, including officers, directors, and beneficial owners of more than 10% of a class of the company's equity securities, are required to file SEC Form 4.
How to fill out sec form 4?
To fill out SEC Form 4, individuals must provide information including their name, the relationship to the issuer, details of the transaction (such as date and amount), and their ownership of the equity before and after the transaction.
What is the purpose of sec form 4?
The purpose of SEC Form 4 is to provide transparency and disclose any significant changes in the ownership of a company's securities by insiders, thereby keeping investors informed about insider trading activities.
What information must be reported on sec form 4?
SEC Form 4 must report the insider's name, relationship to the issuer, transaction date, number of shares or securities bought or sold, the price at which the transaction occurred, and the total number of shares owned afterward.
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